Business Law
| Investment Adviser Reporting Requirements |
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| Investment advisers must file Form ADV with the Securities and Exchange Commission or with state offices for regulating securities. Investment advisers who manage $25 million or more in client assets must file the form and register with the Securities and Exchange Commission. Advisers managing smaller amounts of assets must file Form ADV with state securities regulators. More... |
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| Initial Public Offerings & the Securities Act of 1933 |
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| An Introduction to the Securities Act of 1933 More... |
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| The Duty of Directors and Officers Regarding Corporate Opportunities |
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| The corporate opportunity doctrine provides that corporate directors and officers have an obligation not to take personal advantage of opportunities that may be to the advantage of their corporation. The doctrine follows from the duty of loyalty of directors and officers to the corporation. More... |
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| Antitrust and Trade Law Venue |
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| Treble damages under Clayton Act More... |
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| Securities Act of 1933 |
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| The Securities Act of 1933, enacted in response to the stock market crash of 1929, has been referred to as the "truth in securities" law. The Securities Act generally requires that companies selling their stock to the public must provide investors with full disclosure of material facts. More... |
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